- Friday, July 30, 2010
-
BN.91 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Particular Persons from Qualification Requirement, No. 2 of 2010
Pages affected1
-
BN.92 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Marlow Advisors (Pty) Ltd in respect of Certain Clients, 2010
Pages affected1
-
BN.93 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Notice on the Amendment of Exemption of Certain FSPs and Representatives from Qualification Requirements, 2010
Pages affected1
-
BN.94 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Ilizwe Financial Services and Net Treasury Services, 2010
Pages affected1
-
BN.95 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of The Bank of New York Melon in respect of Certain Clients, 2010
Pages affected1
-
BN.96 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Brian Jurgen McEwan from Qualifications Requirements, 2010
Pages affected1
-
BN.76 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category I Financial Services Providers without a Compliance Officer, 2010
Pages affected1
-
BN.77 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category I Financial Services Providers with a Compliance Officer, 2010
Pages affected1
-
BN.78 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Categories II, IIA and Forex Authorised Financial Services Providers, 2010
Pages affected1
-
BN.79 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Interim Compliance Report for Category IIA Financial Services Providers, 2010
Pages affected1
-
BN.80 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Categories II and Forex Authorised Financial Services Providers, 2010
Pages affected1
-
BN.81 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category III Financial Services Providers, 2010
Pages affected1
-
BN.82 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Interim Compliance Report for Category III Financial Services Providers, 2010
Pages affected1
-
BN.83 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category IV Financial Services Providers, 2010
Pages affected1
-
BN.84 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Foreign Financial Services Providers, 2010
Pages affected1
-
BN.85 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Financial Services Providers Changing or Appointing Compliance Officers, 2010
Pages affected1
- Monday, May 31, 2010
-
BN.60 of 2010
Release: 23
G.G.33166 - Wednesday, May 12, 2010
Amendment of Fit and Proper Requirements and Accompanying Measures, 2010
Pages affected5
- Friday, April 30, 2010
-
Notice 58 of 2010
Release: 22
G.G.33133 - Monday, April 19, 2010
Amendment of the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2010
Pages affected1
-
Notice 57 of 2010
Release: 22
G.G.33133 - Monday, April 19, 2010
Exemption of David Lewis from Qualification Requirements
Pages affected1
-
BN.45 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Exemption of Deutsche Bank (Mauritius), 2010
Pages affected1
-
BN.43 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on the Amendment of Exemptions, 2010
Pages affected11
-
BN.42 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Provisional Withdrawal of Authorisations, No. 1 of 2010
Pages affected1
-
BN.41 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Lifting of Suspensions, No. 1 of 2010
Pages affected1
-
BN.40 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Withdrawal of Authorisations, No. 1 of 2010
Pages affected1
-
BN.39 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Suspension of Authorisations, No. 1 of 2010
Pages affected1
- Friday, January 22, 2010
-
BN.174 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of IQUAD Treasury Solutions (Pty) Ltd
Pages affected1
-
BN.173 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Certain FSPs and Representatives from Qualification Requirements, 2009
Pages affected1
-
BN.172 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Banks, 2009
Pages affected1
-
BN.171 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Amendment Notice on General Code of Conduct for Authorised Financial Services Providers and Representatives, 2009
Pages affected2
-
BN.169 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Amendment of Determination of Fit and Proper Requirements for Financial Services Providers, 2009
Pages affected1
-
BN.168 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Allcare Administrators (Pty) Ltd and its Representatives, 2009
Pages affected1
- Wednesday, September 30, 2009
-
BN.125 of 2009
Release: 20
G.G.32596 - Monday, September 28, 2009
Notice on Amendment of Exemptions, 2009
Pages affected11
-
BN.124 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Determination of Compliance Report for Foreign Financial Services Providers, 2009
Pages affected1
-
BN.123 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, 2009
Pages affected1
-
BN.122 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Determination of Compliance Report for Financial Services Providers changing Compliance Officers, 2009
Pages affected1
-
BN.105 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Lifting of Suspensions
Pages affected1
-
BN.104 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Provisional Withdrawal of Authorisations
Pages affected1
-
BN.103 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Suspension of Authorisations
Pages affected1
-
BN.102 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Withdrawal of Authorisations
Pages affected1
-
BN.101 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Withdrawal of Authorisations
Pages affected1
-
BN.100 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of Goldman Sachs International in respect of Certain Clients
Pages affected1
-
BN.99 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption, Subject to Conditions, of Financial Services Providers who Submit Compliance Reports in the Prescribed Electronic Format from the Date Prescribed for the Submission of those Reports
Pages affected1
-
BN.98 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of South African Nuclear Pool Administrators
Pages affected1
-
BN.97 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of MTN Holdings and MTN Group Management Services
Pages affected1
-
BN.96 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of Shell International Ltd and Shell Treasury Centre Ltd
Pages affected1
-
BN.95 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Amendments to the Determination of Continuous Profe
Pages affected6
-
BN.60 of 2009
Release: 20
G.G.32227 - Friday, May 15, 2009
Application by Financial Services Providers for Authorisation by the Financial Services Board
Pages affected1
- Friday, May 29, 2009
-
Act 22/2008
Release: 19
G.G.31471 - Tuesday, September 30, 2008
Financial Services Laws General Amendment Act, 2008
Pages affected19
-
BN.152 of 2008
Release: 19
G.G.31755 - Monday, December 29, 2008
Amendment Notice on the General Code of Conduct For Authorised Financial Services Providers and Representatives, 2008
Pages affected2
-
BN.38 of 2009
Release: 19
G.G.32037 - Monday, May 25, 2009
Exemption of Nomura International in respect of Certain Clients
Pages affected1
-
BN.39 of 2009
Release: 19
G.G.32037 - Monday, May 25, 2009
Exemption of Merrill Lynch Entities in respect of Certain Clients
Pages affected1
-
BN.46 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories I Authorised Financial Services Providers without a Compliance Officer, 2009
Pages affected1
-
BN.47 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories I Authorised Financial Services Providers with a Compliance Officer, 2009
Pages affected1
-
BN.48 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories II, IIA and Forex Authorised Financial Services Providers, 2009
Pages affected1
-
BN.49 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Category III Authorised Financial Services Providers, 2009
Pages affected1
-
BN.50 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Category IV Authorised Financial Services Providers, 2009
Pages affected1
- Wednesday, February 25, 2009
-
BN.153 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Application by Representative bodies for recognition by the Financial Services Board
Pages affected1
-
BN.151 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Amendment to Fit and Proper Requirements, Qualifying Criteria and Qualifications and Exemption in respect of Services under Supervision
Pages affected4
-
BN.150 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Exemption of Anglo Operations
Pages affected1
-
BN.149 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Suspension of Authorisations
Pages affected1
-
BN.148 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Withdrawal of Authorisations
Pages affected1
-
BN.147 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Lifting of Suspensions
Pages affected1
- Friday, December 12, 2008
-
BN.103 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Determination of Continuous Professional Development Requirements, 2008
Pages affected1
-
BN.104 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Exemption of Services under Supervision in terms of Requirements and Conditions, 2008
Pages affected1
-
BN.106 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Determination of Fit & Proper Requirements for Financial Service Providers, 2008
Pages affected2
- Friday, November 21, 2008
-
Act 22/2008
Release: 16
G.G.31471 - Tuesday, September 30, 2008
Financial Services Laws General Amendment Act, 2008
Pages affected19
-
R.1170 of 2008
Release: 16
G.G.31561 - Friday, October 31, 2008
Commencement of Certain Section of the Financial Services Laws General Amendment Act, 2008
Pages affected19
-
BN.566 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Determination of Form of External Auditors Report
Pages affected1
-
BN.567 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Lifting of Tri-Linear Asset Management Suspension
Pages affected1
-
BN.568 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Suspension of Authorisations
Pages affected1
-
BN.569 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Withdrawal of Authorisations
Pages affected1
-
BN.570 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Approval of Foreign Qualification: ACI Dealing Certificate
Pages affected1
-
BN.571 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Hedge Fund FSP Risk Disclosures
Pages affected1
-
BN.85 of 2008
Release: 16
G.G.31384 - Wednesday, September 3, 2008
Determination of Form of External Auditors Report
Pages affected1
-
BN.97 of 2008
Release: 16
G.G.31479 - Tuesday, September 30, 2008
Notice on Amendment of Exemptions
Pages affected7
- Monday, July 21, 2008
-
Board Notice 43 of 2008
Release: 15
G.G.31054 - Wednesday, May 14, 2008
Amendment Notice on the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2008
Pages affected5
-
Board Notice 44 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category II Authorised Financial Services Providers, 2008
Pages affected1
-
Board Notice 45 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category I Authorised Financial Services Providers without a Compliance Officer, 2008
Pages affected1
-
Board Notice 46 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category III Authorised Financial Services Providers, 2008
Pages affected1
-
Board Notice 47 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category I Authorised Financial Services Providers with a Compliance Officer, 2008
Pages affected1
- Friday, April 18, 2008
-
Board Notice 89 of 2007
Release: 14
G.G.30228 - Wednesday, August 29, 2007
Notice on Codes of Conduct for Administrative & Discretionary FSPs Amendment Notice, 2007
Pages affected2
-
Board Notice 15 of 2008
Release: 14
G.G.30810 - Friday, February 22, 2008
Exemption of Authorised Financial Service Providers as regards Representatives
Pages affected1
- Friday, October 19, 2007
-
BN.99 of 2007
Release: 13
G.G.30349 - Wednesday, October 3, 2007
Notice on Amendment of Exemptions
Pages affected1
- Thursday, May 31, 2007
-
Board Notice 118 of 2006
Release: 12
G.G.29336 - Friday, October 27, 2006
Notice on Particular Exemptions
Pages affected1
-
Board Notice 21 of 2007
Release: 12
G.G.29684 - Monday, March 5, 2007
Exemption of USB South Africa and Deutsche Securities in respect of Certain Clients
Pages affected1
- Thursday, December 15, 2005
-
Board Notice 39 of 2005
Release: 10
G.G.27456 - Friday, April 8, 2005
Determination of Compliance Reports by Compliance Officers and Authorised Financial Services Providers.
Pages affected1
-
Act 5/2005
Release: 10
G.G.27722 - Monday, June 27, 2005
Citation of Constitutional Laws Act, 2005.
Pages affected2
-
Board Notice 48 of 2005
Release: 10
G.G.27622 - Monday, May 30, 2005
Notice on Particular Exemptions.
Pages affected1
-
Board Notice 57 of 2005
Release: 10
G.G.27704 - Tuesday, June 21, 2005
Amendment: Form and Manner of External Auditor's Report (Section 19(3) of FAIS Act).
Pages affected1
-
Board Notice 95 of 2005
Release: 10
G.G.28089 - Friday, September 30, 2005
Exemption of Allan Gray and Standard Bank regarding references to Licences in Business Documentation.
Pages affected1
-
Board Notice 97 of 2005
Release: 10
G.G.28101 - Tuesday, October 4, 2005
Exemption of Provest regarding reference to licence in Business Documentation.
Pages affected1
- Tuesday, May 24, 2005
-
Board Notice 142 of 2004
Release: 9
G.G.27151 - Thursday, December 30, 2004
Financial Services Board: Exemption of Morgan Stanley and AMB Holdings in respect of Certain Clients.
Pages affected1
-
Board Notice 143 of 2004
Release: 9
G.G.27151 - Thursday, December 30, 2004
Notice on Particular Exemptions, No 1 of 2004.
Pages affected1
-
BN.31 of 2005
Release: 9
G.G.27339 - Wednesday, March 2, 2005
Amendment Notice of Money Market Funds Exemption.
Pages affected1
- Monday, January 24, 2005
-
Board Notice 94 of 2004
Release: 8
G.G.26820 - Thursday, September 23, 2004
Financial Services Board: Exemption in respect of certain applicants for authorisation.
Pages affected1
-
Board Notice 96 of 2004
Release: 8
G.G.26824 - Monday, September 27, 2004
Financial Services Board: Exemption of Intermediaries Guarantee Facility.
Pages affected1
-
Board Notice 97 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption in respect of certain office-holders.
Pages affected5
-
Board Notice 98 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption of certain insurers from authorisation - To Be Commenced.
Pages affected1
-
Board Notice 99 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption of sole proprietors and partners from compliance officer qualifications and experience requirements, 2004 - To Be Commenced.
Pages affected1
-
Board Notice 101 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Amendment of Determination of Fit and Proper Requirements of Financial Services Providers - To Be Commenced.
Pages affected1