-
BN.91 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Particular Persons from Qualification Requirement, No. 2 of 2010
-
BN.92 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Marlow Advisors (Pty) Ltd in respect of Certain Clients, 2010
-
BN.93 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Notice on the Amendment of Exemption of Certain FSPs and Representatives from Qualification Requirements, 2010
-
BN.94 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Ilizwe Financial Services and Net Treasury Services, 2010
-
BN.95 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of The Bank of New York Melon in respect of Certain Clients, 2010
-
BN.96 of 2010
Release: 24
G.G.33318 - Friday, June 25, 2010
Exemption of Brian Jurgen McEwan from Qualifications Requirements, 2010
-
BN.76 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category I Financial Services Providers without a Compliance Officer, 2010
-
BN.77 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category I Financial Services Providers with a Compliance Officer, 2010
-
BN.78 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Categories II, IIA and Forex Authorised Financial Services Providers, 2010
-
BN.79 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Interim Compliance Report for Category IIA Financial Services Providers, 2010
-
BN.80 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Categories II and Forex Authorised Financial Services Providers, 2010
-
BN.81 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category III Financial Services Providers, 2010
-
BN.82 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Interim Compliance Report for Category III Financial Services Providers, 2010
-
BN.83 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Category IV Financial Services Providers, 2010
-
BN.84 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Foreign Financial Services Providers, 2010
-
BN.85 of 2010
Release: 24
G.G.33238 - Monday, May 31, 2010
Determination of Compliance Report for Financial Services Providers Changing or Appointing Compliance Officers, 2010
-
BN.60 of 2010
Release: 23
G.G.33166 - Wednesday, May 12, 2010
Amendment of Fit and Proper Requirements and Accompanying Measures, 2010
-
Notice 58 of 2010
Release: 22
G.G.33133 - Monday, April 19, 2010
Amendment of the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2010
-
Notice 57 of 2010
Release: 22
G.G.33133 - Monday, April 19, 2010
Exemption of David Lewis from Qualification Requirements
-
BN.45 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Exemption of Deutsche Bank (Mauritius), 2010
-
BN.43 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on the Amendment of Exemptions, 2010
-
BN.42 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Provisional Withdrawal of Authorisations, No. 1 of 2010
-
BN.41 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Lifting of Suspensions, No. 1 of 2010
-
BN.40 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Withdrawal of Authorisations, No. 1 of 2010
-
BN.39 of 2010
Release: 22
G.G.33052 - Friday, March 26, 2010
Notice on Suspension of Authorisations, No. 1 of 2010
-
BN.174 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of IQUAD Treasury Solutions (Pty) Ltd
-
BN.173 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Certain FSPs and Representatives from Qualification Requirements, 2009
-
BN.172 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Banks, 2009
-
BN.171 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Amendment Notice on General Code of Conduct for Authorised Financial Services Providers and Representatives, 2009
-
BN.169 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Amendment of Determination of Fit and Proper Requirements for Financial Services Providers, 2009
-
BN.168 of 2009
Release: 21
G.G.32846 - Monday, December 28, 2009
Exemption of Allcare Administrators (Pty) Ltd and its Representatives, 2009
-
BN.125 of 2009
Release: 20
G.G.32596 - Monday, September 28, 2009
Notice on Amendment of Exemptions, 2009
-
BN.124 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Determination of Compliance Report for Foreign Financial Services Providers, 2009
-
BN.123 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, 2009
-
BN.122 of 2009
Release: 20
G.G.32587 - Monday, September 21, 2009
Determination of Compliance Report for Financial Services Providers changing Compliance Officers, 2009
-
BN.105 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Lifting of Suspensions
-
BN.104 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Provisional Withdrawal of Authorisations
-
BN.103 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Suspension of Authorisations
-
BN.102 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Withdrawal of Authorisations
-
BN.101 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Withdrawal of Authorisations
-
BN.100 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of Goldman Sachs International in respect of Certain Clients
-
BN.99 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption, Subject to Conditions, of Financial Services Providers who Submit Compliance Reports in the Prescribed Electronic Format from the Date Prescribed for the Submission of those Reports
-
BN.98 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of South African Nuclear Pool Administrators
-
BN.97 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of MTN Holdings and MTN Group Management Services
-
BN.96 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Exemption of Shell International Ltd and Shell Treasury Centre Ltd
-
BN.95 of 2009
Release: 20
G.G.32496 - Monday, August 17, 2009
Amendments to the Determination of Continuous Profe
-
BN.60 of 2009
Release: 20
G.G.32227 - Friday, May 15, 2009
Application by Financial Services Providers for Authorisation by the Financial Services Board
-
Act 22/2008
Release: 19
G.G.31471 - Tuesday, September 30, 2008
Financial Services Laws General Amendment Act, 2008
-
BN.152 of 2008
Release: 19
G.G.31755 - Monday, December 29, 2008
Amendment Notice on the General Code of Conduct For Authorised Financial Services Providers and Representatives, 2008
-
BN.38 of 2009
Release: 19
G.G.32037 - Monday, May 25, 2009
Exemption of Nomura International in respect of Certain Clients
-
BN.39 of 2009
Release: 19
G.G.32037 - Monday, May 25, 2009
Exemption of Merrill Lynch Entities in respect of Certain Clients
-
BN.46 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories I Authorised Financial Services Providers without a Compliance Officer, 2009
-
BN.47 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories I Authorised Financial Services Providers with a Compliance Officer, 2009
-
BN.48 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Categories II, IIA and Forex Authorised Financial Services Providers, 2009
-
BN.49 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Category III Authorised Financial Services Providers, 2009
-
BN.50 of 2009
Release: 19
G.G.32089 - Friday, April 17, 2009
Determination of Compliance Report for Category IV Authorised Financial Services Providers, 2009
-
BN.153 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Application by Representative bodies for recognition by the Financial Services Board
-
BN.151 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Amendment to Fit and Proper Requirements, Qualifying Criteria and Qualifications and Exemption in respect of Services under Supervision
-
BN.150 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Exemption of Anglo Operations
-
BN.149 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Suspension of Authorisations
-
BN.148 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Withdrawal of Authorisations
-
BN.147 of 2008
Release: 18
G.G.31755 - Monday, December 29, 2008
Lifting of Suspensions
-
BN.103 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Determination of Continuous Professional Development Requirements, 2008
-
BN.104 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Exemption of Services under Supervision in terms of Requirements and Conditions, 2008
-
BN.106 of 2008
Release: 17
G.G.31514 - Wednesday, October 15, 2008
Determination of Fit & Proper Requirements for Financial Service Providers, 2008
-
Act 22/2008
Release: 16
G.G.31471 - Tuesday, September 30, 2008
Financial Services Laws General Amendment Act, 2008
-
R.1170 of 2008
Release: 16
G.G.31561 - Friday, October 31, 2008
Commencement of Certain Section of the Financial Services Laws General Amendment Act, 2008
-
BN.566 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Determination of Form of External Auditors Report
-
BN.567 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Lifting of Tri-Linear Asset Management Suspension
-
BN.568 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Suspension of Authorisations
-
BN.569 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Withdrawal of Authorisations
-
BN.570 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Approval of Foreign Qualification: ACI Dealing Certificate
-
BN.571 of 2008
Release: 16
G.G.31244 - Monday, July 14, 2008
Hedge Fund FSP Risk Disclosures
-
BN.85 of 2008
Release: 16
G.G.31384 - Wednesday, September 3, 2008
Determination of Form of External Auditors Report
-
BN.97 of 2008
Release: 16
G.G.31479 - Tuesday, September 30, 2008
Notice on Amendment of Exemptions
-
Board Notice 43 of 2008
Release: 15
G.G.31054 - Wednesday, May 14, 2008
Amendment Notice on the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2008
-
Board Notice 44 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category II Authorised Financial Services Providers, 2008
-
Board Notice 45 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category I Authorised Financial Services Providers without a Compliance Officer, 2008
-
Board Notice 46 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category III Authorised Financial Services Providers, 2008
-
Board Notice 47 of 2008
Release: 15
G.G.31055 - Friday, May 16, 2008
Determination of Compliance Report for Category I Authorised Financial Services Providers with a Compliance Officer, 2008
-
Board Notice 89 of 2007
Release: 14
G.G.30228 - Wednesday, August 29, 2007
Notice on Codes of Conduct for Administrative & Discretionary FSPs Amendment Notice, 2007
-
Board Notice 15 of 2008
Release: 14
G.G.30810 - Friday, February 22, 2008
Exemption of Authorised Financial Service Providers as regards Representatives
-
BN.99 of 2007
Release: 13
G.G.30349 - Wednesday, October 3, 2007
Notice on Amendment of Exemptions
-
Board Notice 118 of 2006
Release: 12
G.G.29336 - Friday, October 27, 2006
Notice on Particular Exemptions
-
Board Notice 21 of 2007
Release: 12
G.G.29684 - Monday, March 5, 2007
Exemption of USB South Africa and Deutsche Securities in respect of Certain Clients
-
Board Notice 39 of 2005
Release: 10
G.G.27456 - Friday, April 8, 2005
Determination of Compliance Reports by Compliance Officers and Authorised Financial Services Providers.
-
Act 5/2005
Release: 10
G.G.27722 - Monday, June 27, 2005
Citation of Constitutional Laws Act, 2005.
-
Board Notice 48 of 2005
Release: 10
G.G.27622 - Monday, May 30, 2005
Notice on Particular Exemptions.
-
Board Notice 57 of 2005
Release: 10
G.G.27704 - Tuesday, June 21, 2005
Amendment: Form and Manner of External Auditor's Report (Section 19(3) of FAIS Act).
-
Board Notice 95 of 2005
Release: 10
G.G.28089 - Friday, September 30, 2005
Exemption of Allan Gray and Standard Bank regarding references to Licences in Business Documentation.
-
Board Notice 97 of 2005
Release: 10
G.G.28101 - Tuesday, October 4, 2005
Exemption of Provest regarding reference to licence in Business Documentation.
-
Board Notice 142 of 2004
Release: 9
G.G.27151 - Thursday, December 30, 2004
Financial Services Board: Exemption of Morgan Stanley and AMB Holdings in respect of Certain Clients.
-
Board Notice 143 of 2004
Release: 9
G.G.27151 - Thursday, December 30, 2004
Notice on Particular Exemptions, No 1 of 2004.
-
BN.31 of 2005
Release: 9
G.G.27339 - Wednesday, March 2, 2005
Amendment Notice of Money Market Funds Exemption.
-
Board Notice 94 of 2004
Release: 8
G.G.26820 - Thursday, September 23, 2004
Financial Services Board: Exemption in respect of certain applicants for authorisation.
-
Board Notice 96 of 2004
Release: 8
G.G.26824 - Monday, September 27, 2004
Financial Services Board: Exemption of Intermediaries Guarantee Facility.
-
Board Notice 97 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption in respect of certain office-holders.
-
Board Notice 98 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption of certain insurers from authorisation - To Be Commenced.
-
Board Notice 99 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Exemption of sole proprietors and partners from compliance officer qualifications and experience requirements, 2004 - To Be Commenced.
-
Board Notice 101 of 2004
Release: 8
G.G.26844 - Wednesday, September 29, 2004
Financial Services Board: Amendment of Determination of Fit and Proper Requirements of Financial Services Providers - To Be Commenced.